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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-15 |
| AZ | RA | APPROVED | 2023-07-03 |
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
14321 North Northsight Blvd,, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| Jones & Cleary | Chicago | IL | 06/2018 | 08/2018 |
| Arizona State University | Tempe | AZ | 08/2018 | 05/2022 |
| Marian Catholic High School | Chicago Heights | IL | 08/2014 | 05/2018 |
| Dollar General | Crete | IL | 05/2020 | 08/2020 |
| Fatburger | Tempe | AZ | 05/2021 | 08/2021 |
| Autonomous University Of Barcelona | Barcelona | 01/2020 | 03/2020 | |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-30 |
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