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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-09-25 |
| TX | RA | APPROVED | 2023-08-29 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | Present |
| Tesoro High School | Las Flores | CA | 09/2014 | 06/2018 |
| Arizona State University | Tempe | AZ | 09/2018 | 05/2022 |
| Arrowroot Family Office | Marina Del Ray | CA | 03/2021 | 10/2021 |
| Coto De Caza Golf And Racquet Club | Coto De Caza | CA | 01/2018 | 06/2018 |
| Mcdonald's | Ladera Ranch | CA | 10/2016 | 12/2017 |
| Self Employment | Coto De Caza | CA | 05/2020 | 08/2020 |
| Four Peaks Brewing Company | Tempe | AZ | 10/2021 | 12/2021 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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