Katherine Emma Clark

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
West Chester University	West Chester	PA	01/2018	12/2020
Smyrna School District	Smyrna	DE	01/2021	12/2021
Lebanon Valley College	Annville	PA	08/2016	12/2017
Fidelity Investments	Charlotte	NC	04/2022	06/2023
Unemployed	Charlotte	NC	01/2022	04/2022
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	07/2023	03/2024
Tiaa	Charlotte	NC	07/2023	03/2024
Strang Corporation / Panera Bread	West Chester	PA	07/2018	05/2019
Aramark Food & Support Service	West Chester	PA	04/2018	08/2018
Smith's Gardens	Delaware	OH	06/2017	08/2017
Fidelity Brokerage Services, Llc	Charlotte	NC	04/2022	06/2023
Ubs Financial Services, Inc	Charlotte	NC	04/2024	09/2025
Dimensional Fund Advisors	Charlotte	NC	09/2025	Present

01/2018 → 12/2020

West Chester University

West Chester, PA
01/2021 → 12/2021

Smyrna School District

Smyrna, DE
08/2016 → 12/2017

Lebanon Valley College

Annville, PA
04/2022 → 06/2023

Fidelity Investments

Charlotte, NC
01/2022 → 04/2022

Unemployed

Charlotte, NC
07/2023 → 03/2024

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
07/2023 → 03/2024

Tiaa

Charlotte, NC
07/2018 → 05/2019

Strang Corporation / Panera Bread

West Chester, PA
04/2018 → 08/2018

Aramark Food & Support Service

West Chester, PA
06/2017 → 08/2017

Smith's Gardens

Delaware, OH
04/2022 → 06/2023

Fidelity Brokerage Services, Llc

Charlotte, NC
04/2024 → 09/2025

Ubs Financial Services, Inc

Charlotte, NC
09/2025 → Present

Dimensional Fund Advisors

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-05
S63	Uniform Securities Agent State Law Examination	2023-08-22

Other Firms