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Cole Allen Stein

Modern Wealth Management, LLC

Kansas City, MO

Lenexa, KS

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-12-19
  • KS RA
    APPROVED
    Since 2025-12-19

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

13550 W 95Th St, Lenexa, KS 66227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L And S Builders Salina KS 05/2019 06/2023
Be Wealth Salina KS 05/2020 12/2021
John Black Leawood KS 04/2022 08/2023
Student Manhattan KS 05/2018 05/2023
Unemployed Salina KS 04/2013 04/2018
Northwestern Mutual Investment Services Llc Leawood KS 10/2023 08/2025
John Black Leawood KS 08/2023 08/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2024 08/2025
Modern Wealth Management, Llc Lenexa KS 08/2025 Present
  • 05/2019 → 06/2023
    L And S Builders
    Salina, KS
  • 05/2020 → 12/2021
    Be Wealth
    Salina, KS
  • 04/2022 → 08/2023
    John Black
    Leawood, KS
  • 05/2018 → 05/2023
    Student
    Manhattan, KS
  • 04/2013 → 04/2018
    Unemployed
    Salina, KS
  • 10/2023 → 08/2025
    Northwestern Mutual Investment Services Llc
    Leawood, KS
  • 08/2023 → 08/2025
    John Black
    Leawood, KS
  • 09/2024 → 08/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2025 → Present
    Modern Wealth Management, Llc
    Lenexa, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-19
S63 Uniform Securities Agent State Law Examination 2024-03-29
  • S65 Uniform Investment Adviser Law Examination
    2025-12-19
  • S63 Uniform Securities Agent State Law Examination
    2024-03-29
Other Names
  • Cole Allen Stein

View on SEC IAPD

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COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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