Cole Allen Stein

Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 06/2023
  L And S Builders
  Salina, KS
• 05/2020 → 12/2021
  Be Wealth
  Salina, KS
• 04/2022 → 08/2023
  John Black
  Leawood, KS
• 05/2018 → 05/2023
  Student
  Manhattan, KS
• 04/2013 → 04/2018
  Unemployed
  Salina, KS
• 10/2023 → 08/2025
  Northwestern Mutual Investment Services Llc
  Leawood, KS
• 08/2023 → 08/2025
  John Black
  Leawood, KS
• 09/2024 → 08/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2025 → Present
  Modern Wealth Management, Llc
  Lenexa, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-19
• S63 Uniform Securities Agent State Law Examination
  2024-03-29

Other Names

• Cole Allen Stein