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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
CA RA APPROVED 2023-02-17
  • TX RA
    APPROVED
    Since 2023-02-27
  • CA RA
    APPROVED
    Since 2023-02-17

Branch Locations

770 Tamalpais Dr Ste 220 [Nn-Rbo], Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 06/1985 Present
Other Businesses

Part owner with spouse of Featherstone Talisman Corp dba Blue Mountain Contruction since 2001. Business address is our home address, 222 Meda Lane Mill Valley, CA 94941. Mailing address is 775 E Blithedale Ave #156 Mill Valley, CA 94941. This is a design and general contracting business and is not investment related. I am the VP and corporate secretary of the company. My duties for the company are bookkeeping and spend about 1 hour and month. I do not spend any time on this business during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17
Other Names
  • Stephanie T Lee
  • Stephanie Wong
  • Stephanie Y Wong

View on SEC IAPD

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