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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-15
PA RA APPROVED 2022-07-27
  • TX RA
    APPROVED
    Since 2022-09-15
  • PA RA
    APPROVED
    Since 2022-07-27

Branch Locations

300 W State St, Media, PA 19063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
My Daughter Media PA 04/2020 03/2021
Cubesmart Malvern PA 02/2016 04/2020
Merrill Lynch Media PA 04/2022 11/2024
Bank Of America, N.A. Media PA 06/2022 11/2024
Merrill Lynch Media PA 11/2024 Present
Bank Of America, N.A. Media PA 11/2024 Present
Cadence Onefive Brooklyn NY 12/2021 05/2022
Ctrl M Health Philadelphia PA 03/2021 02/2022
  • 04/2020 → 03/2021
    My Daughter
    Media, PA
  • 02/2016 → 04/2020
    Cubesmart
    Malvern, PA
  • 04/2022 → 11/2024
    Merrill Lynch
    Media, PA
  • 06/2022 → 11/2024
    Bank Of America, N.A.
    Media, PA
  • 11/2024 → Present
    Merrill Lynch
    Media, PA
  • 11/2024 → Present
    Bank Of America, N.A.
    Media, PA
  • 12/2021 → 05/2022
    Cadence Onefive
    Brooklyn, NY
  • 03/2021 → 02/2022
    Ctrl M Health
    Philadelphia, PA
Other Businesses

Name of the other businessA P Whether the business is investment-relatedNOT investment related Address of the other business Philadelphia PA Nature of the other businessResidential long-term rental property Your positionCo-owner & landlady Title, or relationship with the other businessCo-owner & landlady Start date of your relationshipJune 2019 Approximate number of hours/month you devote to the other business2 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessDuties include property management and maintenance support Name of the other businessA P (LOL) Whether the business is investment-relatedNOT investment related Address of the other businessSets performed at various venues Nature of the other businessStand-up comedy Your positionStand-up comedian performing under stage name Title, or relationship with the other businessStand-up comedian performing under stage name Start date of your relationshipSeptember 2021 Approximate number of hours/month you devote to the other business4 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessDuties include making people laugh

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
  • S66 Uniform Combined State Law Examination
    2022-07-26

View on SEC IAPD

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