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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-02-09
TX RA APPROVED 2024-02-07
  • DC RA
    APPROVED
    Since 2024-02-09
  • TX RA
    APPROVED
    Since 2024-02-07

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Washington DC 07/2007 Present
J.P. Morgan Chase Bank, Na Washington DC 07/2007 Present
  • 07/2007 → Present
    Jpmorgan Securities Llc
    Washington, DC
  • 07/2007 → Present
    J.P. Morgan Chase Bank, Na
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 2008-02-18
  • S65 Uniform Investment Adviser Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2008-02-18
Other Names
  • Katerina R Lozanov

View on SEC IAPD

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