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Cesar Obed Ruiz Morales

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7543448

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-02
TX RA APPROVED 2025-11-26
  • AZ RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-11-26

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2022 Present
The Headsmen Llc Gilbert AZ 11/2017 Present
Self Employed Gilbert AZ 09/2018 Present
University Of Michigan Gabii Archaeology Project Gabii 06/2017 07/2017
Sant'OMobono Excavation Rome 07/2017 08/2017
University Of Michigan Ross School Of Business Ann Arbor MI 09/2014 08/2017
University Of Michigan Department Of Classical Studies Ann Arbor MI 09/2013 08/2017
Vanguard Marketing Corporation Scottsdale AZ 05/2022 Present
Vanguard Advisers, Inc. Scottsdale AZ 11/2025 Present
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2017 → Present
    The Headsmen Llc
    Gilbert, AZ
  • 09/2018 → Present
    Self Employed
    Gilbert, AZ
  • 06/2017 → 07/2017
    University Of Michigan Gabii Archaeology Project
    Gabii
  • 07/2017 → 08/2017
    Sant'OMobono Excavation
    Rome
  • 09/2014 → 08/2017
    University Of Michigan Ross School Of Business
    Ann Arbor, MI
  • 09/2013 → 08/2017
    University Of Michigan Department Of Classical Studies
    Ann Arbor, MI
  • 05/2022 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 11/2025 → Present
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: The Headsmen, LLC NON INVESTMENT-RELATED ADDRESS: Gilbert, Arizona NATURE OF BUSINESS: Music band POSITION: Member-Manager Partner START DATE: 11/01/2017 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Musician, recordings, marketing NAME OF BUSINESS: The Music Pub, LLC NON INVESTMENT-RELATED ADDRESS: Gilbert, Arizona NATURE OF BUSINESS: Arts, Entertainment, and Recreation POSITION: Member-Manager Partner START DATE: 06/07/2018 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: N/A NAME OF BUSINESS: Self Employed NON INVESTMENT-RELATED ADDRESS: Gilbert, Arizona NATURE OF BUSINESS: Soccer Referee POSITION: Referee START DATE: 09/17/2018 APPROX. HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Soccer Referee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-25
S63 Uniform Securities Agent State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2025-11-25
  • S63 Uniform Securities Agent State Law Examination
    2022-06-17
Other Names
  • Cesar O Ruiz
  • Cesar Ruiz
  • Cesar Obed Ruiz
  • Cesar Ruizmorales

View on SEC IAPD

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