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Montserrat Deyanira Mendez Prudente

Equitable Advisors, LLC

Charloltte, NC

CRD 7543358

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-20
NC RA APPROVED 2022-08-31
  • TX RA
    APPROVED_RES
    Since 2024-02-20
  • NC RA
    APPROVED
    Since 2022-08-31

Branch Locations

Charloltte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jim N Nick'S Bbq Concord NC 06/2015 10/2020
Rowan Community College Concord NC 01/2016 07/2018
Queens University Of Charlotte Charlotte NC 08/2019 07/2021
El Churro Del 8 Llc Charlotte NC 09/2020 01/2025
Noble Smoke Charlotte NC 07/2019 Present
Equitable Advisors, Llc New York NY 05/2022 Present
  • 06/2015 → 10/2020
    Jim N Nick'S Bbq
    Concord, NC
  • 01/2016 → 07/2018
    Rowan Community College
    Concord, NC
  • 08/2019 → 07/2021
    Queens University Of Charlotte
    Charlotte, NC
  • 09/2020 → 01/2025
    El Churro Del 8 Llc
    Charlotte, NC
  • 07/2019 → Present
    Noble Smoke
    Charlotte, NC
  • 05/2022 → Present
    New York, NY
Other Businesses

NOBLE SMOKE, CATERING MANAGER, 2216 FREEDOM DRIVE, CHARLOTTE, NC 28208, APPROX 20 HR/WK. POA FOR SIBLING WHO IS IN THE MARINES - CURRENTLY ON DEPLOYMENT, Name: The Association of Latino Professionals for America, Charlotte Chapter. Role: Director of Project Management, oversee the planning and execution of chapter events and initiatives by coordinating cross-functional teams, managing timelines, and ensuring alignment with organizational goals. Drive operational efficiency, streamline processes and support delivery of impactful events. Address: 1717 W 6TH ST. AUSTIN, TEXAS, 7870 Start Date: 02/03/2025 Hours: 12 per Month. Not Insurance/Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01
Other Names
  • Montserrat Mendez Prudente
  • Montserrat Mendez Prudente
  • Montserrat Mendez
  • Monty Mendez
  • Montserrat Mendezprudente

View on SEC IAPD

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