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Konrad Carter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gig Harbor, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
WA RA APPROVED 2022-07-05
  • TX RA
    APPROVED
    Since 2022-08-15
  • WA RA
    APPROVED
    Since 2022-07-05

Branch Locations

4815 Point Fosdick Dr Nw, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Covington WA 09/2020 Present
Old Navy Chandler AZ 04/2017 08/2020
Forever 21 Seattle WA 10/2011 05/2017
University Of Phoenix Covington WA 03/2019 09/2020
Bank Of America, N.A. Covington WA 06/2022 Present
  • 09/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Covington, WA
  • 04/2017 → 08/2020
    Old Navy
    Chandler, AZ
  • 10/2011 → 05/2017
    Forever 21
    Seattle, WA
  • 03/2019 → 09/2020
    University Of Phoenix
    Covington, WA
  • 06/2022 → Present
    Bank Of America, N.A.
    Covington, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01

View on SEC IAPD

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Other Offices

LIGHTHOUSE WEALTH STRATEGIES, LLC · GIG HARBOR, WA
EDWARD JONES · GIG HARBOR, WA
SOWELL MANAGEMENT · Gig Harbor, WA
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CONESTOGA WEALTH PARTNERS · GIG HARBOR, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
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