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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-10
  • IL RA
    APPROVED
    Since 2024-09-10

Branch Locations

1560 Sherman Avenue Suite 100, Evanston, IL 60201 • United States

Bensenville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 08/2022 08/2024
Nuveen Chicago IL 06/2022 08/2022
Pure Hockey Elmhurst IL 03/2015 09/2017
Franklin Park Ice Arena Franklin Park IL 05/2018 08/2018
R3 Restoration Lombard IL 06/2020 12/2021
Fenton High School Wood Dale IL 08/2012 05/2017
Central Michigan University Mount Pleasant MI 08/2017 05/2022
Nuveen Asset Management, Llc Chicago IL 06/2023 08/2024
Tiaa Evanston IL 08/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Evanston IL 08/2024 Present
  • 08/2022 → 08/2024
    Nuveen Securities, Llc
    Chicago, IL
  • 06/2022 → 08/2022
    Nuveen
    Chicago, IL
  • 03/2015 → 09/2017
    Pure Hockey
    Elmhurst, IL
  • 05/2018 → 08/2018
    Franklin Park Ice Arena
    Franklin Park, IL
  • 06/2020 → 12/2021
    R3 Restoration
    Lombard, IL
  • 08/2012 → 05/2017
    Fenton High School
    Wood Dale, IL
  • 08/2017 → 05/2022
    Central Michigan University
    Mount Pleasant, MI
  • 06/2023 → 08/2024
    Chicago, IL
  • 08/2024 → Present
    Tiaa
    Evanston, IL
  • 08/2024 → Present
    Evanston, IL
Previous Registrations
Other Businesses

RENEGADES HOCKEY CLUB POSITION: Assistant Hockey Coach NATURE: Renegades High School hockey club, athletic program INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2024 ADDRESS: 1N450 Highland Ave, Glen Ellyn IL 60137, United States DESCRIPTION: Help the head coach run practices, which are 2x a week for 1 hour. The practices are in the evening

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2023-11-17
Other Names
  • Joey Simoncelli
  • Joseph R Simoncelli

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