Tana Holbrook Pennington

Current Employers

The Lynd Group Advisors, Llc

801 South Victoria Avenue Suite 105, Ventura, CA 93003 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-29
TX	RA	APPROVED	2022-04-29

CA RA
APPROVED

Since 2022-04-29
TX RA
APPROVED

Since 2022-04-29

Branch Locations

2201 Spinks Road Suite 249, Flower Mound, TX 75022 • United States

801 South Victoria Avenue Suite 105, Ventura, CA 93003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Lynd Group Advisors, Llc	Ventura	CA	04/2022	Present
The Lynd Group Advisors, Llc	Ventura	CA	01/2014	Present
Independent Insurance Agent	Highland Village	TX	09/2014	Present

04/2022 → Present

The Lynd Group Advisors, Llc

Ventura, CA
01/2014 → Present

The Lynd Group Advisors, Llc

Ventura, CA
09/2014 → Present

Independent Insurance Agent

Highland Village, TX

Other Businesses

INDEPENDENT INSURANCE AGENT; INV REL; HEALTH & LIFE INSURANCE SALES AND SERVICES; START 09/2014; APPROX 48 HRS/MO; APPROX 48 HRS/MO DURING SECURITIES TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-04

S65 Uniform Investment Adviser Law Examination

2022-04-04

View on SEC IAPD

Current Employers

The Lynd Group Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

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