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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-20 |
| NM | RA | APPROVED | 2026-05-15 |
| CA | RA | APPROVED | 2026-05-14 |
Branch Locations
2036 E Camelback Rd, Phoenix, AZ 85016 • United States
Rancho Bernardo, CA • United States
1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beta Wealth Group, Inc | San Diego | CA | 02/2016 | 01/2021 |
| Koa Wealth Management, Llc | Encinitas | CA | 03/2021 | 01/2023 |
| Umb Bank, N.A. | Kansas City | MO | 02/2025 | Present |
| Umb Private Wealth Management Llc | Kansas City | MO | 05/2026 | Present |
| Heartland / Htlf | Denver | CO | 01/2023 | 01/2025 |
UMB Bank, N.A. Investment related, 1010 Grand Blvd - 3rd Floor, KC MO 64106, banking related private wealth management, Investment Strategist, 02/2025 , 160 hours per month, 140 hours per month during trading, Duties include coordinating investment reviews on complex investment situations, present investment recommendations, keep clients updated, informed and educated regarding markets and their portfolio, prepare reports as needed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-11 |
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