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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-14
  • KY RA
    APPROVED
    Since 2026-02-14

Branch Locations

500 N. Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Louisville KY 05/2022 Present
Samford University Birmingham AL 08/2017 12/2021
Saint Xavier High School Louisville KY 08/2013 05/2017
University Of Louisville Louisville KY 01/2022 05/2023
  • 05/2022 → Present
    Louisville, KY
  • 08/2017 → 12/2021
    Samford University
    Birmingham, AL
  • 08/2013 → 05/2017
    Saint Xavier High School
    Louisville, KY
  • 01/2022 → 05/2023
    University Of Louisville
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-14
  • S66 Uniform Combined State Law Examination
    2026-02-14

View on SEC IAPD

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