Owen Faulkner

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-29
OH	RA	APPROVED	2025-08-01
NY	RA	APPROVED	2025-07-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nfm Lending	Columbus	OH	05/2021	08/2021
Northwestern Mutual Life Insurance Company	Columbus	OH	05/2022	04/2024
Northwestern Mutual Investment Services Llc	Columbus	OH	04/2023	04/2024
J.P. Morgan Securities Llc	Westerville	OH	05/2024	Present
Unemployed	Oxford	OH	02/2022	04/2022
Unemployed	Oxford	OH	02/2021	04/2021
Group Management Services, Inc / Fedex	Plain City	OH	12/2020	01/2021
Unemployed	Oxford	OH	09/2021	12/2021
Group Management Services, Inc. / Fedex	Plain City	OH	12/2021	02/2022
First Round Draft Inc	Oxford	OH	10/2022	07/2023
Group Management Services / Northstar Golf Course	Sunbury	OH	06/2016	09/2016
Unemployed	Sunbury	OH	10/2016	11/2020
Jpmorgan Chase Bank, N.A.	Westerville	OH	08/2025	Present

05/2021 → 08/2021

Nfm Lending

Columbus, OH
05/2022 → 04/2024

Northwestern Mutual Life Insurance Company

Columbus, OH
04/2023 → 04/2024

Northwestern Mutual Investment Services Llc

Columbus, OH
05/2024 → Present

J.P. Morgan Securities Llc

Westerville, OH
02/2022 → 04/2022

Unemployed

Oxford, OH
02/2021 → 04/2021

Unemployed

Oxford, OH
12/2020 → 01/2021

Group Management Services, Inc / Fedex

Plain City, OH
09/2021 → 12/2021

Unemployed

Oxford, OH
12/2021 → 02/2022

Group Management Services, Inc. / Fedex

Plain City, OH
10/2022 → 07/2023

First Round Draft Inc

Oxford, OH
06/2016 → 09/2016

Group Management Services / Northstar Golf Course

Sunbury, OH
10/2016 → 11/2020

Unemployed

Sunbury, OH
08/2025 → Present

Jpmorgan Chase Bank, N.A.

Westerville, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-14
S63	Uniform Securities Agent State Law Examination	2024-02-26

Other Firms