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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
1206 Dixieland Rd, Harlingen, TX 78552 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lake Jackson | TX | 04/2022 | Present |
| Wells Fargo Bank, Na | Lake Jackson | TX | 12/2019 | Present |
| First Convenience Bank | Lake Jackson | TX | 01/2019 | 12/2019 |
| Unemployed | Lake Jackson | TX | 05/2018 | 01/2019 |
| Brand Safeway | Freeport | TX | 01/2017 | 03/2018 |
| Apache Construction | Corpus Christi | TX | 02/2016 | 12/2016 |
NOTARY PUBLIC, NOT INV RELATED, STATE OF TEXAS, START 6/5/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZING DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-19 |
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