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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-04-26
  • TX RA
    APPROVED
    Since 2011-04-26

Branch Locations

1206 East Tyler Ave, Harlingen, TX 78550 • United States

Harlingen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harlingen TX 08/2004 03/2020
Ameriprise Financial Services, Llc Harlingen TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1206 East Tyler, , Harlingen, TX, 78550; Not Investment-Related; 10/22/2021. Board of Directors; United Way; Finance chair; 320 E Harrison Ave, , Harlingen, TX, 78550; Not Investment-Related; 11/18/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-25
  • S66 Uniform Combined State Law Examination
    2011-04-25
Other Names
  • Matt David Heffernan
  • Matt David Heffernan

View on SEC IAPD

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