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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/1998 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 08/2024 |
| Cetera Advisors Llc | Iowa Park | TX | 09/2022 | 08/2024 |
| Lpl Financial Llc | Harlington | TX | 08/2024 | Present |
1 - 07/16/2024 - Martin Insurance & Investments - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 2 - 07/16/2024 - Mitchell Ranch - Farm/Ranch - Not Inv Related - 8 Hours/Month - TX 76368 - OBA Start Date: 07/09/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
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