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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-30 |
Branch Locations
222 E Van Buren St, Harlingen, TX 78550 • United States
1701 E Expressway 83, San Juan, TX 78589 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 03/2015 | Present |
| Bank Of America, N.A. | Mcallen | TX | 03/2015 | Present |
I*120363 For profit or not for profit: For-Profit Organization Name of outside business organization: Self Employed Songwriter Investment related: N Address of business: Donna, Texas 78537 Nature of business: Sole Proprietorship, Position, title, association: , Start date of relationship: 43491 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: You tube and or Facebook videos of songs and recording of songs. Will publish some songs and might receive royalties if songs are picked up by another artist or record company. I*120711 For profit or not for profit: For-Profit Organization Name of outside business organization: Self Employed Singer Investment related: N Address of business: Donna, Texas 78537 Nature of business: Sole Proprietorship, Position, title, association: , Start date of relationship: 43491 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Singing at events 1-2 times per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
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