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Nicholas J Plaza

Strategic Advisers LLC

Minnetonka, MN

Monticello, MN

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

11450 Wayzata Blvd, Minnetonka, MN 55305-2013 • United States

Monticello, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Buffalo MN 04/2022 05/2023
Wells Fargo Bank, Na Buffalo MN 03/2020 02/2024
Under Armour Albertville MN 10/2018 11/2019
Student Minneapolis MN 09/2009 03/2017
Target Monticello MN 03/2017 10/2019
Unemployed Monticello MN 02/2024 05/2024
Fidelity Investments Minnetonka MN 05/2024 Present
Unemployed Monticello MN 12/2019 03/2020
Fidelity Investments Boston MA 03/2025 Present
  • 04/2022 → 05/2023
    Wells Fargo Clearing Services, Llc
    Buffalo, MN
  • 03/2020 → 02/2024
    Wells Fargo Bank, Na
    Buffalo, MN
  • 10/2018 → 11/2019
    Under Armour
    Albertville, MN
  • 09/2009 → 03/2017
    Student
    Minneapolis, MN
  • 03/2017 → 10/2019
    Target
    Monticello, MN
  • 02/2024 → 05/2024
    Unemployed
    Monticello, MN
  • 05/2024 → Present
    Fidelity Investments
    Minnetonka, MN
  • 12/2019 → 03/2020
    Unemployed
    Monticello, MN
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-06-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Minnetonka, MN
  • 2022-08-09 → 2024-03-03
    Wells Fargo Clearing Services, Llc
    Duluth, MN
    Buffalo, MN
    Monticello, MN
    Wayzata, MN
    Buffalo, MN
    Minneapolis, MN
    Coon Rapids, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-09
  • S66 Uniform Combined State Law Examination
    2022-08-09
Other Names
  • Nick James Plaza
  • Nicholas Plaza
  • Nicholas James Plaza

View on SEC IAPD

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Other Investors

MATTHEW DAVID OSENDORF
JEANNINE LOUISE STRAND MARQUEZ
RACHAEL MICHELLE PERAZA
GRANT RONALD FJOSNE
Sean M McCullough
David Douglas Roderick
GINGER RAE EWING
MICAH CHARLES BENWAY

Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
CAPTRUST · Minnetonka, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN

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