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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-08
  • CA RA
    APPROVED
    Since 2022-08-08

Branch Locations

1045 Ralston Ave, Belmont, CA 94002 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Belmont CA 04/2022 Present
Wells Fargo Bank, Na Belmont CA 04/2022 Present
Bank Of America Redwood City CA 09/2018 09/2021
Bank Of America Foster City CA 09/2021 04/2022
Bbva Compass Bank San Carlos CA 01/2018 09/2018
Natwest Bank, Rbs Group Wokingham 09/2015 07/2017
Unemployment Redwood City CA 07/2017 01/2018
  • 04/2022 → Present
    Belmont, CA
  • 04/2022 → Present
    Wells Fargo Bank, Na
    Belmont, CA
  • 09/2018 → 09/2021
    Bank Of America
    Redwood City, CA
  • 09/2021 → 04/2022
    Bank Of America
    Foster City, CA
  • 01/2018 → 09/2018
    Bbva Compass Bank
    San Carlos, CA
  • 09/2015 → 07/2017
    Natwest Bank, Rbs Group
    Wokingham
  • 07/2017 → 01/2018
    Unemployment
    Redwood City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-08-08

View on SEC IAPD

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