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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-16 |
Branch Locations
1045 Ralston Ave, Belmont, CA 94002 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Francisco | CA | 07/2016 | 12/2022 |
| Hsbc Securities (Usa) Inc. | San Francisco | CA | 07/2016 | 10/2018 |
| Hsbc Securities (Usa) Inc. | Fremont | CA | 08/2020 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 12/2022 | Present |
RENTAL PROPERTY, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 11/29/2016, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. IN HOME SUPPORTIVE SERVICES, NOT INV RELATED, EAST PALO ALTO, CA, CARE PROVIDER, START 5/1/2023, 80 HOURS PER MONTH, ZEOR HOURS DURING TRADING, PROVIDING CARE TO A FAMILY MEMBER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-29 |
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