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Jonathan Clure Norwood

Cetera Investment Advisers LLC

Lexington, KY

Lexington, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
KY RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • KY RA
    APPROVED
    Since 2019-06-19

Branch Locations

201 E. Main St Suite 520, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Lexington KY 07/2006 06/2019
Norwood Properties Ky Llc Lexington KY 09/2007 Present
Foresters Advisory Services Llc Lexington KY 01/2014 06/2019
Rental Property Lexington KY 06/2013 08/2018
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Lexington KY 06/2019 Present
  • 07/2006 → 06/2019
    Foresters Financial
    Lexington, KY
  • 09/2007 → Present
    Norwood Properties Ky Llc
    Lexington, KY
  • 01/2014 → 06/2019
    Foresters Advisory Services Llc
    Lexington, KY
  • 06/2013 → 08/2018
    Rental Property
    Lexington, KY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Lexington, KY
Previous Registrations
  • 2014-01-23 → 2019-06-25
    Foresters Advisory Services, Llc
    Lexington, KY
Other Businesses

1. RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-28
S63 Uniform Securities Agent State Law Examination 2006-08-29
  • S65 Uniform Investment Adviser Law Examination
    2013-12-28
  • S63 Uniform Securities Agent State Law Examination
    2006-08-29

View on SEC IAPD

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MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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