Best Investors Account Sign in

Brian Michael Spann

Charles Schwab & Co., Inc.

Phoenix, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-05
  • AZ RA
    APPROVED
    Since 2026-03-05

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2022 Present
American Public University Charles Town WV 04/2008 10/2017
United States Air Force Yokota Air Base 02/2018 07/2021
United States Air Force Luke Air Force Base AZ 07/2021 04/2022
United States Air Force Mcguire Air Force Base NJ 12/2016 02/2018
United States Air Force Mcguire Air Force Base NJ 10/2002 12/2016
Charles Schwab Bank, Ssb Phoenix AZ 02/2026 Present
  • 05/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 04/2008 → 10/2017
    American Public University
    Charles Town, WV
  • 02/2018 → 07/2021
    United States Air Force
    Yokota Air Base
  • 07/2021 → 04/2022
    United States Air Force
    Luke Air Force Base, AZ
  • 12/2016 → 02/2018
    United States Air Force
    Mcguire Air Force Base, NJ
  • 10/2002 → 12/2016
    United States Air Force
    Mcguire Air Force Base, NJ
  • 02/2026 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Other Businesses

1) Lyft | Investment Related:No|Travel/Transportation/Tourism|Driver|5/9/2022|Less than 20|0|Driving passengers to their requested destination

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-28
S63 Uniform Securities Agent State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2026-02-28
  • S63 Uniform Securities Agent State Law Examination
    2022-11-15
Other Names
  • Brian M. Spann
  • Brian Spann

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor