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Joseph Alexander Waris

Oppenheimer & Co. Inc.

St. Louis, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-04
  • MO RA
    APPROVED
    Since 2026-05-04

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockhurst High School Kansas City MO 08/2012 01/2026
Hallbrook Country Club Leawood KS 05/2017 01/2018
Waterway Car Wash Leawood KS 05/2016 08/2018
Omnishield Pest Control Austin TX 05/2018 08/2019
Reddoor Gril Leawood KS 08/2020 03/2022
Student Lawrence KS 08/2017 05/2022
Field And Ivy Brewery Lawrence KS 08/2020 04/2022
Td Ameritrade Charles Schwab Saint Louis MO 08/2022 09/2025
Fidelity Investments Ladue MO 09/2025 12/2025
Mark D Schuchardt Creve Coeur MO 11/2025 03/2026
Mark Schuchardt Saint Louis MO 03/2026 04/2026
Northwestern Mutual Investment Services Llc Saint Louis MO 03/2026 05/2026
Everyone Wins Insurance Services, Llc Saint Louis MO 04/2026 05/2026
Oppenheimer & Co. Inc., Saint Louis MO 05/2026 Present
  • 08/2012 → 01/2026
    Rockhurst High School
    Kansas City, MO
  • 05/2017 → 01/2018
    Hallbrook Country Club
    Leawood, KS
  • 05/2016 → 08/2018
    Waterway Car Wash
    Leawood, KS
  • 05/2018 → 08/2019
    Omnishield Pest Control
    Austin, TX
  • 08/2020 → 03/2022
    Reddoor Gril
    Leawood, KS
  • 08/2017 → 05/2022
    Student
    Lawrence, KS
  • 08/2020 → 04/2022
    Field And Ivy Brewery
    Lawrence, KS
  • 08/2022 → 09/2025
    Td Ameritrade Charles Schwab
    Saint Louis, MO
  • 09/2025 → 12/2025
    Fidelity Investments
    Ladue, MO
  • 11/2025 → 03/2026
    Mark D Schuchardt
    Creve Coeur, MO
  • 03/2026 → 04/2026
    Mark Schuchardt
    Saint Louis, MO
  • 03/2026 → 05/2026
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 04/2026 → 05/2026
    Everyone Wins Insurance Services, Llc
    Saint Louis, MO
  • 05/2026 → Present
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-13
S63 Uniform Securities Agent State Law Examination 2022-12-13
  • S66 Uniform Combined State Law Examination
    2024-11-13
  • S63 Uniform Securities Agent State Law Examination
    2022-12-13
Other Names
  • Joseph Alexander Waris
  • Joseph A Waris
  • Joseph Waris

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