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Jacob Gunzo Kawahara

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
TX RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19
  • TX RA
    APPROVED
    Since 2025-08-19

Branch Locations

500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Torrance CA 06/2024 08/2025
Dragonfly Thai Rolling Hills Estates CA 06/2018 06/2020
Asset Living: Younion Ann Arbor MI 08/2021 02/2022
Morgan Stanley Torrance CA 05/2022 08/2022
University Of Michigan-Ann Arbor Ann Arbor MI 08/2020 05/2024
Palos Verdes High School Palos Verdes Estates CA 08/2016 06/2020
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 08/2025 Present
  • 06/2024 → 08/2025
    Morgan Stanley
    Torrance, CA
  • 06/2018 → 06/2020
    Dragonfly Thai
    Rolling Hills Estates, CA
  • 08/2021 → 02/2022
    Asset Living: Younion
    Ann Arbor, MI
  • 05/2022 → 08/2022
    Morgan Stanley
    Torrance, CA
  • 08/2020 → 05/2024
    University Of Michigan-Ann Arbor
    Ann Arbor, MI
  • 08/2016 → 06/2020
    Palos Verdes High School
    Palos Verdes Estates, CA
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Rolling Hills Estates, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-02-07
Other Names
  • Jacob G Kawahara

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA
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