David Banen

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-26
CA	RA	APPROVED	2023-06-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc	Scottsdale	AZ	05/2022	09/2022
Harkins Theatres	Scottsdale	AZ	08/2016	05/2022
Ring	Scottsdale	AZ	03/2021	11/2021
Godaddy.cOm	Scottsdale	AZ	11/2020	03/2021
King Insulation	Phoenix	AZ	06/2020	09/2020
Target Corporation	Phoenix	AZ	04/2020	05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	12/2022	Present
Umemployed	Tempe	AZ	09/2022	12/2022
Bank Of America, N.A.	Chandler	AZ	11/2024	Present

05/2022 → 09/2022

The Vanguard Group, Inc

Scottsdale, AZ
08/2016 → 05/2022

Harkins Theatres

Scottsdale, AZ
03/2021 → 11/2021

Ring

Scottsdale, AZ
11/2020 → 03/2021

Godaddy.cOm

Scottsdale, AZ
06/2020 → 09/2020

King Insulation

Phoenix, AZ
04/2020 → 05/2020

Target Corporation

Phoenix, AZ
12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
09/2022 → 12/2022

Umemployed

Tempe, AZ
11/2024 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-26

Other Firms