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Patrick Jon Serrano

Charles Schwab & Co., Inc.

Chandler, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-02
  • AZ RA
    APPROVED
    Since 2024-01-02

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitworth University Spokane WA 01/2021 01/2022
Walmart Phoenix AZ 04/2020 08/2020
Unemployed Phoenix AZ 08/2020 01/2021
Unemployed Phoenix AZ 01/2022 05/2022
Charles Schwab Phoenix AZ 05/2022 08/2022
Unemployed Phoenix AZ 05/2016 03/2020
Full Time Education Anthem AZ 09/2013 12/2022
Charles Schwab & Co., Inc. Chandler AZ 12/2022 Present
Charles Schwab Bank, Ssb Chandler AZ 09/2024 Present
  • 01/2021 → 01/2022
    Whitworth University
    Spokane, WA
  • 04/2020 → 08/2020
    Walmart
    Phoenix, AZ
  • 08/2020 → 01/2021
    Unemployed
    Phoenix, AZ
  • 01/2022 → 05/2022
    Unemployed
    Phoenix, AZ
  • 05/2022 → 08/2022
    Charles Schwab
    Phoenix, AZ
  • 05/2016 → 03/2020
    Unemployed
    Phoenix, AZ
  • 09/2013 → 12/2022
    Full Time Education
    Anthem, AZ
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Chandler, AZ
  • 09/2024 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
  • S66 Uniform Combined State Law Examination
    2023-12-16

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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