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Thomas John Snyder

LPl Financial LLC

San Clemente, CA

Columbia, TN

CRD 7538056

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-13
CA RA APPROVED 2025-10-27
TX RA APPROVED 2025-10-27
  • TN RA
    APPROVED
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED
    Since 2025-10-27

Branch Locations

34 Via Regalo, San Clemente, CA 92673 • United States

Columbia, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Department Of Defense, Usaf Hill Afb UT 04/2021 04/2022
Eight Oaks Financial Farmington UT 04/2022 07/2022
Utah State University Logan UT 10/2018 04/2021
Department Of Defense, Usaf Little Rock AR 06/2020 08/2020
High Country Hvac Centerville UT 05/2020 07/2020
Utah State University Logan UT 08/2018 10/2018
High Country Hvac Centerville UT 04/2019 08/2019
Alaska Independent Coach Tours Ketchikan AK 04/2018 08/2018
Brigham Young University Provo UT 08/2017 04/2018
Hughes General Contractors North Salt Lake UT 04/2017 08/2017
Brigham Young University Provo UT 08/2016 04/2017
Lpl Financial Farmington UT 07/2022 Present
  • 04/2021 → 04/2022
    Department Of Defense, Usaf
    Hill Afb, UT
  • 04/2022 → 07/2022
    Eight Oaks Financial
    Farmington, UT
  • 10/2018 → 04/2021
    Utah State University
    Logan, UT
  • 06/2020 → 08/2020
    Department Of Defense, Usaf
    Little Rock, AR
  • 05/2020 → 07/2020
    High Country Hvac
    Centerville, UT
  • 08/2018 → 10/2018
    Utah State University
    Logan, UT
  • 04/2019 → 08/2019
    High Country Hvac
    Centerville, UT
  • 04/2018 → 08/2018
    Alaska Independent Coach Tours
    Ketchikan, AK
  • 08/2017 → 04/2018
    Brigham Young University
    Provo, UT
  • 04/2017 → 08/2017
    Hughes General Contractors
    North Salt Lake, UT
  • 08/2016 → 04/2017
    Brigham Young University
    Provo, UT
  • 07/2022 → Present
    Lpl Financial
    Farmington, UT
Other Businesses

1) 7/2022 - DBA for LPL Business (entity for LPL business) - Eight Oaks Financial and Insurance Services - Investment Related - Farmington, UT 84025 2) 7/2022 - DBA for LPL Business (entity for LPL business) - Eight Oaks Financial Wealth Management - Investment Related - Farmington, UT 84025

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-05
  • S63 Uniform Securities Agent State Law Examination
    2022-10-05
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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