Randall Charles Kaune

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-06-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Gwfs Equities, Inc	Greenwood Village	CO	12/2021	Present
Colorado County And Officials Retirement Association Or Cra	Littleton	CO	04/2008	11/2020
Unemployment	Columbia	TN	12/2020	04/2021
Stateserv	Phoenix	AZ	04/2021	05/2021
Usi Consulting Group	Glastonbury	CT	06/2021	10/2021
Unemployment	Hendersonville	TN	10/2021	12/2021
Empower Advisory Group, Llc	Greenwood Village	CO	06/2024	Present

12/2021 → Present

Gwfs Equities, Inc

Greenwood Village, CO
04/2008 → 11/2020

Colorado County And Officials Retirement Association Or Cra

Littleton, CO
12/2020 → 04/2021

Unemployment

Columbia, TN
04/2021 → 05/2021

Stateserv

Phoenix, AZ
06/2021 → 10/2021

Usi Consulting Group

Glastonbury, CT
10/2021 → 12/2021

Unemployment

Hendersonville, TN
06/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-17
S63	Uniform Securities Agent State Law Examination	2022-03-04

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