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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-07-10
  • AR RA
    APPROVED
    Since 2024-07-10

Branch Locations

121 West Front St, Lonoke, AR 72086 • United States

121 West Front St, Lonoke, AR 72086 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoney Point Consulting, Llc Beebe AR 11/2021 Present
Union Standard Insurance Little Rock AR 08/2019 11/2021
Vsc Inc Cabot AR 03/2017 08/2019
Nationwide Agribusiness Insurance Desmoines IA 06/2011 03/2017
Grand Prairie Financial Planning Inc. Lonoke AR 01/2016 Present
Cetera Advisor Networks Llc El Segundo CA 05/2022 07/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 07/2024
Lpl Financial Llc Lonoke AR 07/2024 Present
  • 11/2021 → Present
    Stoney Point Consulting, Llc
    Beebe, AR
  • 08/2019 → 11/2021
    Union Standard Insurance
    Little Rock, AR
  • 03/2017 → 08/2019
    Vsc Inc
    Cabot, AR
  • 06/2011 → 03/2017
    Nationwide Agribusiness Insurance
    Desmoines, IA
  • 01/2016 → Present
    Grand Prairie Financial Planning Inc.
    Lonoke, AR
  • 05/2022 → 07/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 07/2024
    Schaumburg, IL
  • 07/2024 → Present
    Lonoke, AR
Previous Registrations
Other Businesses

1 - 07/10/2024 - STONEY POINT CONSULTING, LLC - Business Owner - Not Inv Related - AR 72012 - OBA Start Date: 11/1/2021- 8 Hrs/Mth - 4 Hrs During Trading. 2 -07/10/2024 - GRAND PRAIRIE FINANCIAL PLANNING INC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported business location(s) - Start Date:9/1/2022 - 120 Hrs/Mth - 30 Hrs During Trading. 3) 06/23/2025 - D&M Holding Company, Inc. - Not Investment Related - Outside/W-2 Employment - DriveCabot, AR - Start Date:06/23/2025 - 120 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09

View on SEC IAPD

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