Douglas James Propeck

Current Employers

Employment History

• 07/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-09-23 → 2014-07-09
  Equitable Advisors, Llc
  Overland Park, KS
  Wichita, KS
• 2001-03-30 → 2004-09-21
  Equitable Advisors, Llc
  Overland Park, KS

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: UNIVERSITY OF MISSOURI, TRULASKE COLLEGE OF BUSINESS INVESTMENT RELATED: NO ADDRESS: UNIVERSITY OF MISSOURI, CORNELL HALL COLUMBIA, MO 65211 NATURE OF BUSINESS: PUBLIC UNIVERSITY BUSINESS COLLEGE START DATE: 05/2007 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER 3. NAME OF OTHER BUSINESS: TRANSCENDANT ADVISOR NETWORKS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2014 APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER, DBA FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: ST MICHAEL THE ARCHANGEL ENDOWMENT FUND INVESTMENT RELATED: NO ADDRESS: 14201 NALL AVENUE LEAWOOD, KS 66224 NATURE OF BUSINESS: CATHOLIC PARISH ENDOWMENT FUND START DATE: 09/2009 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD CHAIR, OVERSIGHT OF ENDOWMENT FUND, RECRUITMENT OF BOARD MEMBERS AND LEGACY SOCIETY MEMBERS; 5. NAME OF OTHER BUSINESS: TRANSCENDENT FINANCIAL PARTNERS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OVERSEE ADVISORS, RECRUITING, MARKETING AND OPERATIONS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-30
• S63 Uniform Securities Agent State Law Examination
  1986-04-02

Other Names

• Doug Propeck