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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-03 |
Branch Locations
200 Regency Forest Dr Ste 260, Cary, NC 27518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Needmore Farms | Fuquay Varina | NC | 01/2013 | 12/2020 |
| Student | Greensboro | NC | 12/2020 | 05/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2022 | 01/2023 |
| Fidelity Investments | Durham | NC | 01/2024 | 03/2025 |
| Joshua Raynor | Cary | NC | 03/2025 | 04/2025 |
| Joshua Raynor | Cary | NC | 04/2025 | Present |
| Northwestern Mutual Investment Services Llc | Cary | NC | 04/2025 | Present |
| Connor Bass | Raleigh | NC | 01/2023 | 05/2023 |
| Gabriel Sadek | Raleigh | NC | 05/2023 | 01/2024 |
1. DoorDash, Not Investment-related, 303 2nd St, San Francisco, CA, USA, 94107, Delivery Driver, Start Date: 03/24/2025, 4 hrs per week, 0 trading hrs per week, Food Delivery, Duties: Pick up food from restaurants and deliver to the customer make sure the customers complete order is in the bag and drive carefully .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-26 |
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