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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-12
  • FL RA
    APPROVED
    Since 2024-01-12

Branch Locations

6820 W Linebaugh Ave, Suite 103, Tampa, FL 33625 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 04/2022 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 05/2023 Present
Adams Homes Tampa FL 06/2020 Present
Wesley Chapel Nissan Wesley Chapel FL 03/2020 05/2020
Inland Homes Tampa FL 06/2019 03/2020
Dr Horton Vernon Hills IL 09/2018 04/2019
Mlady Nissan Crystal Lake IL 11/2016 09/2018
Boost Mobile Woodstock IL 02/2014 10/2016
Cambridge Investment Research Advisors Inc. Fairfield IA 01/2024 Present
  • 04/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2023 → Present
    Fairfield, IA
  • 06/2020 → Present
    Adams Homes
    Tampa, FL
  • 03/2020 → 05/2020
    Wesley Chapel Nissan
    Wesley Chapel, FL
  • 06/2019 → 03/2020
    Inland Homes
    Tampa, FL
  • 09/2018 → 04/2019
    Dr Horton
    Vernon Hills, IL
  • 11/2016 → 09/2018
    Mlady Nissan
    Crystal Lake, IL
  • 02/2014 → 10/2016
    Boost Mobile
    Woodstock, IL
  • 01/2024 → Present
    Fairfield, IA
Other Businesses

1. UNITED REAL ESTATE PARTNERS LLC, 133 Hickory Lane, Seffner FL 33584, United States, 06/12/2023, Owner, Real Estate, NIR, 30 HR/MO - 0 HR/MO TRADING 2. TRINITY WEALTH MANAGEMENT, 3903 NORTHDALE BLVD, STE 100E TAMPA FL 33624, 12/2023, ESTATE PLANNING, INV REL, 10 HR/MO, 5 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2023-12-22

View on SEC IAPD

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