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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-22
KS RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2024-01-19

Branch Locations

3500 N Rock Rd Bldg 1900, Wichita, KS 67226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Cincinnati OH 04/2022 11/2022
Ohio National Financial Services Cincinnati OH 02/2022 11/2022
Bombardier Learjet Wichita KS 10/2011 03/2022
Woodbury Financial Services Inc Wichita KS 11/2022 01/2024
Osaic Wealth, Inc. Wichita KS 01/2024 Present
  • 04/2022 → 11/2022
    The O.N. Equity Sales
    Cincinnati, OH
  • 02/2022 → 11/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 10/2011 → 03/2022
    Bombardier Learjet
    Wichita, KS
  • 11/2022 → 01/2024
    Woodbury Financial Services Inc
    Wichita, KS
  • 01/2024 → Present
    Wichita, KS
Previous Registrations
  • 2022-11-17 → 2024-01-19
    Woodbury Financial Services, Inc.
    Wichita, KS
  • 2022-06-13 → 2022-11-18
    Wichita, KS
Other Businesses

1) Annie Up Band - Music Performance 11609 Binter Ct. Wichita, KS 67202 Title: band member Started July 1, 2013 20hrs per month (0 during security trading hours) 2) Michael Nielsen Insurance Sales (Life, Disability, LTC, Annuity Products) Strategic Financial Concepts 216 N Waco Wichita, KS 67212 Start date 5/1/22 80hrs per month (40 during security trading hours) 3) IN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/17/2022 ADDRESS: 3500 N Rock Rd, Building 1900, Wichita KS 67226, United States DESCRIPTION: Promoting and searching for new clients and new business to be brought in for financial advising. 4) ANNIE UP BAND POSITION: Musician NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 16 START DATE: 06/15/2014 ADDRESS: 11609 Binter Ct, Wichita KS 67212, United States DESCRIPTION: Musician

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10

View on SEC IAPD

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