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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales | Cincinnati | OH | 04/2022 | 11/2022 |
| Ohio National Financial Services | Cincinnati | OH | 02/2022 | 11/2022 |
| Bombardier Learjet | Wichita | KS | 10/2011 | 03/2022 |
| Woodbury Financial Services Inc | Wichita | KS | 11/2022 | 01/2024 |
| Osaic Wealth, Inc. | Wichita | KS | 01/2024 | Present |
1) Annie Up Band - Music Performance 11609 Binter Ct. Wichita, KS 67202 Title: band member Started July 1, 2013 20hrs per month (0 during security trading hours) 2) Michael Nielsen Insurance Sales (Life, Disability, LTC, Annuity Products) Strategic Financial Concepts 216 N Waco Wichita, KS 67212 Start date 5/1/22 80hrs per month (40 during security trading hours) 3) IN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/17/2022 ADDRESS: 3500 N Rock Rd, Building 1900, Wichita KS 67226, United States DESCRIPTION: Promoting and searching for new clients and new business to be brought in for financial advising. 4) ANNIE UP BAND POSITION: Musician NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 16 START DATE: 06/15/2014 ADDRESS: 11609 Binter Ct, Wichita KS 67212, United States DESCRIPTION: Musician
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
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