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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-07 |
| VA | RA | APPROVED | 2024-09-27 |
Branch Locations
1650 Tysons Blvd Ste 500, Mclean, VA 22102 • United States
1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | 06/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Vienna | VA | 09/2024 | Present |
| Wells Fargo Bank, Na | Vienna | VA | 09/2024 | Present |
| Wells Fargo Bank, Na | Herndon | VA | 10/2011 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-15 |
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