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Daniel Lee

Wells Fargo Clearing Services, LLC

Mclean, VA

Chantilly, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-03-15
  • VA RA
    APPROVED
    Since 2023-03-15

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

13960 Lee Jackson Memorial Hwy, Chantilly, VA 20151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sterling VA 04/2022 Present
Wells Fargo Bank, Na Sterling VA 02/2018 Present
Rasco Inc. Woodbridge VA 11/2015 11/2017
Unemployed Atlanta GA 12/2017 01/2018
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Sterling, VA
  • 02/2018 → Present
    Wells Fargo Bank, Na
    Sterling, VA
  • 11/2015 → 11/2017
    Rasco Inc.
    Woodbridge, VA
  • 12/2017 → 01/2018
    Unemployed
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-15
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S65 Uniform Investment Adviser Law Examination
    2023-03-15
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01

View on SEC IAPD

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