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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2022 | Present |
| Instacart | Phoenix | CO | 04/2021 | 06/2022 |
| Home Depot | Scottsdale | AZ | 02/2021 | 04/2021 |
| Blackstone Country Club | Peoria | AZ | 01/2020 | 03/2020 |
| Cordillera Summit Course/ Blackstone Country Club | Edwards | CO | 03/2018 | 01/2020 |
| N/A | Gypsum | CO | 08/2016 | 03/2018 |
| Grand Canyon University | Phoenix | AZ | 03/2020 | 02/2021 |
Standout Athletics LLC|Investment Related:No|Sports/Physical Recreation|Owner|2024-06-17|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|Standout Athletics is a business entity created for competition winnings/apparel earnings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-10 |
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