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Karen N Esquivel

LPl Financial LLC

Yakima, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-06-13
  • WA RA
    APPROVED
    Since 2025-06-13

Branch Locations

1450 N 16Th Ave, Ste 100, Yakima, WA 98902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Selah WA 12/2014 07/2022
Lpl Finance Llc Yakima WA 04/2022 Present
Financial Advocates Investment Management Yakima WA 04/2022 01/2023
Financial Advocates Investment Management Yakima WA 01/2023 Present
  • 12/2014 → 07/2022
    Us Bank
    Selah, WA
  • 04/2022 → Present
    Lpl Finance Llc
    Yakima, WA
  • 04/2022 → 01/2023
    Financial Advocates Investment Management
    Yakima, WA
  • 01/2023 → Present
    Financial Advocates Investment Management
    Yakima, WA
Previous Registrations
  • 2023-01-02 → 2025-08-06
    Financial Advocates Investment Management
    Yakima, WA
    Olympia, WA
Other Businesses

1)08/26/2022 - Integrity Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/26/2022 - Notary - State of WA - Inv Rel - Start: 04/2022 3)09/12/2022 - Integrity Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 08/23/2022 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Integrity Wealth Advisors, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4)09/12/2022 - Integrity Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 08/23/2022 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% 5)1/12/2023; Integrity Wealth Advisors - DBA name only for Financial Advocates Investment Management (FAIM)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-10
  • S66 Uniform Combined State Law Examination
    2022-12-10
Other Names
  • Karen N Delgado

View on SEC IAPD

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