Best Investors Account Sign in
Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-02-23
  • IA RA
    APPROVED
    Since 2015-02-23

Branch Locations

410 West Bremer Ave, Waverly, IA 50677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investor Services, Llc. West Des Moines IA 02/2015 Present
Massmutual Insurance Company West Des Moines IA 01/2015 Present
  • 02/2015 → Present
    Mml Investor Services, Llc.
    West Des Moines, IA
  • 01/2015 → Present
    Massmutual Insurance Company
    West Des Moines, IA
Previous Registrations
Other Businesses

NAME: FOLKERTS FINANCIAL STRATEGIES INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE/HEALTH, P&C, GROUP LIFE/ HEALTH POSITION: AGENT START DATE: 4/3/2015 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5 (2)NAME: ADAM FOLKERTS INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CARPENTRY WORK POSITION: CARPENTER START DATE: 8/01/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-20
S63 Uniform Securities Agent State Law Examination 2006-08-14
  • S65 Uniform Investment Adviser Law Examination
    2014-02-20
  • S63 Uniform Securities Agent State Law Examination
    2006-08-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waverly, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor