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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2013-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Waverly | IA | 12/2008 | Present |
| Waverly Shell Rock High School | Waverly | IA | 08/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. NFL/NATIONAL GUARD FOOTBALL CAMP, NOT INVESTMENT-RELATED, 1405 4TH AVE SW WAVERLY IOWA, FOOTBALL COACH, 1 HOUR/MONTH 3. E320 HOLDINGS, LLC, INVESTMENT RELATED, 1507 KNOLL RIDGE DRIVE, WAVERLY, IA 50677, 50% OWNER, 9/30/2014, LLC ESTABLISHED TO HOLD BUILDING PURCHASED FOR BUSINESS. 4. 50% OWNER, 0000 BEAR ROAD, 0000 BEAR ROAD, WADENA, , IOWA, 52169, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/29/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS PERSONAL PROPERTY PURCHASED FOR OUTDOOR ACTIVITY ENJOYMENT 5. HEAD FOOTBALL COACH, GO-HAWK GRIDIRON CLUB, 1405 4TH AVE SW, WAVERLY, , IOWA, 50677, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 01/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I'M THE HEAD FOOTBALL COACH IN OUR LOCAL COMMUNITY. THERE IS AN ELECTED BOARD THAT OVERSEES MY SPENDING OF FUNDS RAISED BY THE FOOTBALL TEAM. I DO HAVE CAPACITY TO MAKE PURCHASES, BUT THERE ARE CHECKS AND BALANCES WITH THE BOARD/TREASURER. I AM REQUIRED TO TURN IN ALL RECEIPTS BEFORE THE NEXT MONTH' BOARD MEETING OF ANY AND ALL EXPENDITURES REGARDING THE FOOTBALL TEAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-22 |
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