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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-06-14
  • IA RA
    APPROVED
    Since 2013-06-14

Branch Locations

2020 A 3Rd Ave Nw, Waverly, IA 50677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2005 Present
Northwestern Mutual Investment Services, Llc Waverly IA 12/2008 Present
Waverly Shell Rock High School Waverly IA 08/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2014 Present
  • 05/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2008 → Present
    Waverly, IA
  • 08/2007 → Present
    Waverly Shell Rock High School
    Waverly, IA
  • 11/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. NFL/NATIONAL GUARD FOOTBALL CAMP, NOT INVESTMENT-RELATED, 1405 4TH AVE SW WAVERLY IOWA, FOOTBALL COACH, 1 HOUR/MONTH 3. E320 HOLDINGS, LLC, INVESTMENT RELATED, 1507 KNOLL RIDGE DRIVE, WAVERLY, IA 50677, 50% OWNER, 9/30/2014, LLC ESTABLISHED TO HOLD BUILDING PURCHASED FOR BUSINESS. 4. 50% OWNER, 0000 BEAR ROAD, 0000 BEAR ROAD, WADENA, , IOWA, 52169, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/29/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS PERSONAL PROPERTY PURCHASED FOR OUTDOOR ACTIVITY ENJOYMENT 5. HEAD FOOTBALL COACH, GO-HAWK GRIDIRON CLUB, 1405 4TH AVE SW, WAVERLY, , IOWA, 50677, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 01/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I'M THE HEAD FOOTBALL COACH IN OUR LOCAL COMMUNITY. THERE IS AN ELECTED BOARD THAT OVERSEES MY SPENDING OF FUNDS RAISED BY THE FOOTBALL TEAM. I DO HAVE CAPACITY TO MAKE PURCHASES, BUT THERE ARE CHECKS AND BALANCES WITH THE BOARD/TREASURER. I AM REQUIRED TO TURN IN ALL RECEIPTS BEFORE THE NEXT MONTH' BOARD MEETING OF ANY AND ALL EXPENDITURES REGARDING THE FOOTBALL TEAM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
S63 Uniform Securities Agent State Law Examination 2006-02-22
  • S66 Uniform Combined State Law Examination
    2013-06-13
  • S63 Uniform Securities Agent State Law Examination
    2006-02-22

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