Patrick A Cefalo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Cuna Mutual Group
  Waverly, IA
• 05/2015 → Present
  Cuna Brokerage Services, Inc.,
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Waverly, IA

Previous Registrations

• 2015-05-11 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Toms River, NJ
  Brown Summit, NC
  Brownstown Twp, MI
  West Creek, NJ
• 2013-01-08 → 2015-04-21
  Pnc Wealth Management Llc
  Hilton Head Island, SC
  Ocean City, NJ
  Mount Holly, NJ

Other Businesses

1. 07/13/2023 - TruStage Wealth Management Consulting Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 5/23/2023

Exams

• S66 Uniform Combined State Law Examination
  2013-01-07
• S65 Uniform Investment Adviser Law Examination
  1997-12-02
• S63 Uniform Securities Agent State Law Examination
  1997-07-25