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Richard Fox

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2022-10-11

Branch Locations

One N Jefferson Ave 7Th Fl [Stl Rcast], St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 03/2022 Present
Us Tech Solutions Inc Jersey City NJ 03/2022 Present
Larken Logistics Fenton MO 11/2021 03/2022
Unemployed Chesterfield MO 03/2021 11/2021
Sunnyhill Inc Fenton MO 07/2019 02/2021
Honda Of Frontenac St. Louis MO 06/2017 04/2019
Racquet Club Ladue St. Louis MO 04/2013 12/2016
University Of Missouri, Columbia Columbia MO 08/2014 05/2020
  • 03/2022 → Present
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 03/2022 → Present
    Us Tech Solutions Inc
    Jersey City, NJ
  • 11/2021 → 03/2022
    Larken Logistics
    Fenton, MO
  • 03/2021 → 11/2021
    Unemployed
    Chesterfield, MO
  • 07/2019 → 02/2021
    Sunnyhill Inc
    Fenton, MO
  • 06/2017 → 04/2019
    Honda Of Frontenac
    St. Louis, MO
  • 04/2013 → 12/2016
    Racquet Club Ladue
    St. Louis, MO
  • 08/2014 → 05/2020
    University Of Missouri, Columbia
    Columbia, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-24
  • S63 Uniform Securities Agent State Law Examination
    2022-09-24

View on SEC IAPD

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