Jason C Klinghoffer

Employer firm

Maxq Asset Management LLC CRD 336560

$408M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Mischler Financial Group, Inc.
  Irvine, CA
• 11/2024 → 09/2025
  Rampart Asset Management Llc
  Stamford, CT
• 06/2025 → Present
  Maxq Asset Management Llc
  Greenwood Village, CO
• 02/2022 → Present
  Maxq Analytics Llc
  Greenwood Village, CO

Previous Registrations

• 2024-11-21 → 2025-09-04
  Rampart Asset Management Llc
  Centennial, CO
  Stamford, CT
  Irvine, CA
• 2006-11-17 → 2009-03-09
  Stanford Group Company
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1) MaxQ Analytics LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Evaluation, Analytics and Accounting SaaS platform; Principal; Start date 2/1/22; Approx. 120 hrs monthly; 60 hrs. during trading hrs; Duties- Development and implementation of analytics platform for fixed-income public treasury clients. 2) MaxQ Asset Management LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Management and Investment Advisory for Public Treasury Investors; Chief Investment Officer; Start date 6/28/25; Approx. 20 hrs monthly; 20 hrs. during trading hours; Duties- Investing and advising public treasury clients on portfolio related investments and strategy.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-15

Designations

• Chartered Financial Analyst