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Current Employers
Maxq Asset Management Llc

6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-16
CA RA APPROVED 2025-06-05
  • CO RA
    APPROVED
    Since 2026-03-16
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111 • United States

Greenwood Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mischler Financial Group, Inc. Irvine CA 09/2014 Present
Rampart Asset Management Llc Stamford CT 11/2024 09/2025
Maxq Asset Management Llc Greenwood Village CO 06/2025 Present
Maxq Analytics Llc Greenwood Village CO 02/2022 Present
Previous Registrations
  • 2024-11-21 → 2025-09-04
    Centennial, CO
    Stamford, CT
    Irvine, CA
  • 2006-11-17 → 2009-03-09
    Stanford Group Company
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

1) MaxQ Analytics LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Evaluation, Analytics and Accounting SaaS platform; Principal; Start date 2/1/22; Approx. 120 hrs monthly; 60 hrs. during trading hrs; Duties- Development and implementation of analytics platform for fixed-income public treasury clients. 2) MaxQ Asset Management LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Management and Investment Advisory for Public Treasury Investors; Chief Investment Officer; Start date 6/28/25; Approx. 20 hrs monthly; 20 hrs. during trading hours; Duties- Investing and advising public treasury clients on portfolio related investments and strategy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-15
  • S66 Uniform Combined State Law Examination
    2006-11-15
Designations

View on SEC IAPD

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