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6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-16 |
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mischler Financial Group, Inc. | Irvine | CA | 09/2014 | Present |
| Rampart Asset Management Llc | Stamford | CT | 11/2024 | 09/2025 |
| Maxq Asset Management Llc | Greenwood Village | CO | 06/2025 | Present |
| Maxq Analytics Llc | Greenwood Village | CO | 02/2022 | Present |
1) MaxQ Analytics LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Evaluation, Analytics and Accounting SaaS platform; Principal; Start date 2/1/22; Approx. 120 hrs monthly; 60 hrs. during trading hrs; Duties- Development and implementation of analytics platform for fixed-income public treasury clients. 2) MaxQ Asset Management LLC; Yes, investment related; 6400 South Fiddlers Green Circle, Suite 300, Greenwood Village, CO 80111; Portfolio Management and Investment Advisory for Public Treasury Investors; Chief Investment Officer; Start date 6/28/25; Approx. 20 hrs monthly; 20 hrs. during trading hours; Duties- Investing and advising public treasury clients on portfolio related investments and strategy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-15 |
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