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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-31 |
Branch Locations
3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Investment Mgmt / Raymond James & Associates, Inc. | Saint Petersburg | FL | 04/2022 | 03/2024 |
| Dalton Wade Real Estate Group / Gozlan Realty Inc. | St. Petersburg | FL | 06/2021 | 04/2022 |
| Mark Spain Real Estate | Tampa | FL | 03/2021 | 06/2021 |
| Unemployed | Clearwater | FL | 01/2020 | 03/2021 |
| The Hacienda So. / Lowell Herb Co. | West Hollywood | CA | 01/2019 | 01/2020 |
| Ng Photography | St. Petersburg | FL | 06/2017 | 01/2019 |
| Eckerd College | St. Petersburg | FL | 08/2013 | 05/2017 |
| Raymond James Investment / Carillon Fund Distributors, Inc. | St. Petersburg | FL | 03/2024 | 06/2024 |
| Capital Group / Capital Client Group, Inc. | San Antonio | TX | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
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