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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-18
  • OH RA
    APPROVED
    Since 2025-04-18

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Louisville KY 06/2024 04/2025
Vector Marketing Olean NY 03/2021 07/2021
Morgan Stanley Louisville KY 06/2022 08/2023
Roger Bacon High School Cincinnati OH 08/2016 07/2018
Archbishop Moeller High School Cincinnati OH 08/2018 06/2019
Bellarmine University Louisville KY 08/2019 05/2024
Unemployed Cincinnati OH 06/2000 02/2021
Valhalla Golf Club Louisville KY 06/2024 09/2024
High Five Sports Academy Louisville KY 06/2024 02/2025
Ubs Financial Services, Inc. Cincinnati OH 04/2025 Present
  • 06/2024 → 04/2025
    Louisville, KY
  • 03/2021 → 07/2021
    Vector Marketing
    Olean, NY
  • 06/2022 → 08/2023
    Louisville, KY
  • 08/2016 → 07/2018
    Roger Bacon High School
    Cincinnati, OH
  • 08/2018 → 06/2019
    Archbishop Moeller High School
    Cincinnati, OH
  • 08/2019 → 05/2024
    Bellarmine University
    Louisville, KY
  • 06/2000 → 02/2021
    Unemployed
    Cincinnati, OH
  • 06/2024 → 09/2024
    Valhalla Golf Club
    Louisville, KY
  • 06/2024 → 02/2025
    High Five Sports Academy
    Louisville, KY
  • 04/2025 → Present
    Cincinnati, OH
Previous Registrations
Other Businesses

*601053 - High Five Sports Academy; Investment related: No; Louisville, Kentucky; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 8; Labor/Service *601033 - Valhalla Golf Club; Investment related: No; Louisville, Kentucky; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 10; Customer Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26
Other Names
  • Alec R Pfriem
  • Alec Pfriem

View on SEC IAPD

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