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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-10 |
| CA | RA | APPROVED | 2024-09-23 |
Branch Locations
26821 Trabuco Rd, Mission Viejo, CA 92691 • United States
27571 Puerta Real, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mission Viejo | CA | 10/2020 | 07/2022 |
| Bank Of America, N.A. | Mission Viejo | CA | 10/2020 | 04/2022 |
| Scotiabank | Toronto | 09/2010 | 02/2020 | |
| Unemployed | Irvine | CA | 02/2020 | 09/2020 |
| Bank Of America, N.A. | Mission Viejo | CA | 07/2022 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mission Viejo | CA | 10/2020 | 07/2022 |
| Bank Of America | Dana Point | CA | 08/2022 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mission Viejo | CA | 09/2024 | Present |
| Bank Of America, N.A. | Mission Viejo | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
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