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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-10
  • NH RA
    APPROVED
    Since 2023-10-10

Branch Locations

One Harbour Place Suite 325, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster College Salt Lake City UT 08/2015 08/2018
Cinnamon Rainbows Surf Company Hampton NH 09/2018 03/2022
Oppenheimer & Co. Inc. Portsmouth NH 03/2022 Present
  • 08/2015 → 08/2018
    Westminster College
    Salt Lake City, UT
  • 09/2018 → 03/2022
    Cinnamon Rainbows Surf Company
    Hampton, NH
  • 03/2022 → Present
    Portsmouth, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-07
  • S66 Uniform Combined State Law Examination
    2023-10-07

View on SEC IAPD

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