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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-15 |
| CA | RA | APPROVED | 2022-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mountain View | CA | 01/2021 | Present |
| Wyndham Garden Hotel | San Jose | CA | 09/2019 | 03/2021 |
| Lnp Machining | San Jose | CA | 02/2016 | 05/2019 |
| Ngoc Nguyen Md | San Jose | CA | 06/2016 | 12/2016 |
| San Jose State University | San Jose | CA | 08/2016 | 08/2019 |
| Hachi Ju Hachi | Saratoga | CA | 09/2016 | 11/2016 |
| San Jose State University | San Jose | CA | 08/2017 | 08/2019 |
| Bank Of America, N.A. | Mountain View | CA | 07/2022 | Present |
I*1218271 For profit or not for profit: Entity For Profit Name of outside business organization: An Nguyen space rent Investment related: N Address of business: Ripon, California, 95366 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 8/15/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I'm the owner of the house. Renter shared room in the house and renter pay for rent, utilities and deposit I*1560285 For profit or not for profit: Entity Governmental Name of outside business organization: IHSS Investment related: N Address of business: Milpitas, California, 95035, United States Nature of business: ["Hospital or Healthcare System"] Position, title, association: ["Employee"], Start date of relationship: 11/15/2024 Number of hours devoted: 60 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Help parents on daily activity like cooking, clean up and doctor visit
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-24 |
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