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Charles M Hickman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Weeki Wachee, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-10
TX RA APPROVED 2023-09-28
  • FL RA
    APPROVED
    Since 2023-10-10
  • TX RA
    APPROVED
    Since 2023-09-28

Branch Locations

9231 Cortez Blvd, Weeki Wachee, FL 34613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Zephyrhills FL 03/2022 Present
Department Of Highway Safety And Motor Vehicles Tampa FL 06/2014 02/2022
Unemployed Spring Hill FL 02/2022 03/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEEKI WACHEE, FL
EDWARD JONES · Spring Hill, FL
J. W. COLE ADVISORS, INC. · SPRING HILL, FL
AE WEALTH MANAGEMENT, LLC · Spring Hill, FL
OSAIC WEALTH, INC. · SPRING HILL, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRING HILL, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Spring Hill, FL
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